19 AML/CFT Audits - What you need to know (Webinar Recording)
Free Webinar - Prices NZD and ex GST
| Quantity |
Product Description
The session will give an introduction into AML/CFT audits and will cover the following:
- AML/CFT Audit Requirements
- Supervisor Expectations
- Audit Process - Risk Assessment
- Audit Process – AML/CFT Programme
- Audit Reporting
- Steps to take now
Upon satisfactory completion of this activity you will be able to:
- Understand the requirements of the AML/CFT Audit
- Understand the expectations of the Supervisors for your AML/CFT audit
- Know what to expect or demand from your auditor
CPD Hours: 0.5
Suited to:
Any accountants or lawyers that are captured as Reporting entities by Phase 2 of the AML/CFT Act.
Presenter:
Martyn Solomon, Associate Partner, Findex
Martyn leads the AML/CFT advisory and audit teams at Crowe Horwath in New Zealand. He is a Certified Anti-Money Laundering Specialist (ACAMS certified) and has worked on a number of joint AML projects with our specialist US and UK AML/CFT teams.
Martyn also provides AML/CFT training webinars for CCH Learning and in 2018 presented a series of 5 AML/CFT training webinars on behalf of CA ANZ, providing advice to Chartered Accountants on practical implementation of the AML/CFT Act’s requirements and presented at the CA ANZ Auditor Conference in November providing guidance to other CA ANZ members on providing AML/CFT audit services.
He is recognised as a leader in this area was a member of the Chartered Accountants Australia and New Zealand (CA ANZ) working group for the accounting profession’s implementation of the AML/CFT Act.